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About Masthead

Masthead is a national supplier of risk management services to independent financial advisors and other licensed financial service providers (FSPs). Established in 2004, we help our clients overcome their risk management challenges so they can grow and thrive in an increasingly regulated industry. Driven by the desire to make a difference, we apply our expertise and experience to develop and deliver unique compliance, risk management, practice management and business intelligence services that achieve results both now and in the future. We provide support by helping FSPs understand regulatory requirements and run workshops to help businesses align their processes with the Financial Advisory and Intermediary Services Act (FAIS), Treating Customers Fairly (TCF) framework, Retail Distribution Review (RDR) and more.